TMA Vault
Exclusive for TMA Compliance members, you have access to documents, templates and guides such as; Suitability Letters and Consumer Duty Documents.
Exclusive for TMA Compliance members, you have access to documents, templates and guides such as; Suitability Letters and Consumer Duty Documents.
Save on your Professional Indemnity Insurance. TMA Compliance members will also receive a discount of up to 15% off their PI Insurance, through Howdens.
TMA offers bespoke packages that are tailored to individual business requirements.
Get in touch with your dedicated Key Account Manager, so we can find out more about your business and your compliance needs.
TMA can offer your business bespoke compliance packages depending on your firm requirements.
Using our experience and expertise across LSL Group and our sister Network, Primis, we are able to provide confidence in Directly Authorised businesses and help them meet FCA requirements, while providing the service and guidance advisers expect.
Our service to DA’s businesses includes support with file checking, compliance visits, complaint handling, online training and financial promotions. In addion, if you need support as part of the AR-DA process, we can guide you through FCA authorisation.
When you invest in any of our four Compliance Packages you will also receive an exclusive discount on your PI Insurance with Howden. Click here to find out more about the discounts available.
Complete our quick form for a call-back from a member of the team regarding our Compliance offering – they will be able to answer any questions you may have!